Online Submissions (OS)

For existing licensees and registrants to:

  • Submit regulatory returns and notifications to the Commission
  • Assign a Super User (SU) who can manage entity permissions for all OS users
  • Verify or amend existing entity details

Personal Questionnaire (PQ)

For individuals to:

  • Submit a Personal Questionnaire (PQ), Online Appointment (OA) or Online Resignation (OR)
  • Assign a Licensee Main User (LMU) who can also manage an entity’s appointments
  • Verify or amend an existing Personal Questionnaire

Director Registration Regime (DRR)

For individuals in scope of the DRR requirements to:

  • Submit DRR notifications and returns to the Commission