Online Submissions

This Portal allows licensees and individuals to submit the most common firm applications, notifications and returns to the Commission electronically.

Open Online Submissions

Personal Questionnaire (PQ)

This Portal allows individuals to submit Personal Questionnaires (PQs) and Online Appointments for prescribed positions or supervised roles to the Commission electronically.

Open PQ portal

Director Registration Regime

This Portal allows individuals to submit Director Registration Regime (DRR) notifications and returns to the Commission electronically.

Open DRR Portal